HBL Asset Management Ltd Jobs Assistant Manager Compliance
HBL Asset Management Ltd Jobs Assistant Manager Compliance:
Organization: HBL Asset Management Ltd
Position: Assistant Manager Compliance
Location: Head Office, Karachi
Key Responsibilities:
- Preparation of daily Exposure Report of all CIS under the management with respect to applicable NBFC’s Regulations, SECP Directives and respective Offering Documents.
- Preparation of Monthly Compliance Report
- Preparation of Weekly Dash Board
- To ensure compliance of all relevant SECP Directives, Circulars and Notifications
- Periodic review of KYC requirements with respect to AMC regulations
- Review of Brokerage Commission
- Review of Funds Exposure in-line with NBFC regulations
- Review of Fund Manager Report with respect to MUFAP Standard Criteria
- Keep abreast of all related updates on SECP and MUFAP website
- Monitoring of compliance to Employees’ Trading Policy
- Monitoring of compliance to Trading Room Policy
- Responsible for providing information to SECP with respect to Offsite Review
- Responsible for providing information to the Credit Rating Agency
- Responsible for all compliance related activities and other tasks as directed by Manager Compliance from time to time.
How to apply: If you meet the criteria for the advertised position, please apply in confidence by dropping us an email at [email protected] and mention the position applied for in your email’s subject line.
Note:
- Read the job details in image carefully.
- Apply only if your credentials match the job requirements.
- Candidates matching the job requirements will be considered.
- Only shortlisted candidates will be called for Test / Interview.
- Irrelevant/Incomplete applications will not be entertained.
- Apply before the last date.
- Applications received after last date will not be considered.
How to Apply: For More Details View The Image.
HBL Asset Management Ltd Jobs Assistant Manager Compliance
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